Tag Archives: Transit

The good and bad of Denver’s new airport transit line

Denver RTD A-Line map.

Denver RTD A-Line map.

Next time you fly into Denver, you’ll be able to hop on a train from the airport to downtown. There’s a lot to celebrate about this new transit line, and much to criticize. There’s plenty of effusive praise for Denver’s transit ambitions without much critical pushback in the popular press.

A few thoughts on the good and bad of the line and RTD’s rapidly expanding system, starting with the not-so-good.

  • This line is part of Denver’s large FasTracks system expansion. While ambitious in scope, many of the routing decisions are odd network choices. There’s a lot of reverse branching, use of freeway rights of way, and other opportunistic decisions to ease construction, but which may be regretted later.
  • FasTracks centers on Denver Union Station. DUS is a remarkable urban redevelopment project, but a huge missed opportunity in terms of transit operational design.
    • Union Station is now a stub-end terminal for regional rail trains, limiting the station’s capacity and preventing future intercity or regional rail use of the station.
    • Light rail trains stop 1,000 feet away from the regional trail platforms. The distance is creatively connected with an underground bus concourse, but the transfer environment is less than ideal – particularly given the almost-blank slate to work with.
    • Real estate development projects advanced before any understanding of the transit right of way needs, and have now forever closed those avenues for expansion. The real estate framework for expanding Denver’s downtown matured before the framework for transit expansion.
  • Rail service to Denver’s airport is important, but commentators often place too much emphasis on serving airports instead of overall improvements to the transit network. This is less true for Denver, given the systematic transit expansion as a part of FasTracks (and the network benefits therein).

 

Critiques aside, there’s a lot to praise with the airport line.

  • Frequent, all-day, electrified main-line rail service – much of it built in a greenfield right of way.
    • For all of the benefits of main-line rail as a means to offer rapid transit service, it’s great to see a project execute on those benefits
    • Electrification offers great promise for frequent transit – taking advantage of performance benefits from using electric multiple unit trains with quick acceleration, instead of diesel-powered peak-only ‘commuter’ trains.
    • Development of new regional rail transit lines along greenfield right-of-way opens up all kinds of planning possibilities for other regions.
  • The project demonstrates the benefits of risk-sharing public-private partnership deals. With the contractor responsible for long-term operating costs, their design efforts focused on the most efficient way to meet the parameters of the contract (all-day, frequent rapid transit service). For those reasons, the team embraced the electric commuter rail concept, opting for:
    • Mainline rail vehicles to better handle interactions with adjacent freight rail corridors and meet regulatory requirements
    • International standard electrification (25kV AC) to reduce the costs of substations while still providing the necessary performance
    • off-the-shelf procurement of a proven design (Silverliner V vehicles) to avoid development costs.

 

Aerostates, Geopolitics and the interpretation of regulations

Last Sunday’s Washington Post featured an article covering the ongoing saga between the Big Three US-based network airlines (American, Delta, and United) and the Middle East Three (Emirates, Etihad, and Qatar) airlines over the rules for air travel and the role for government in regulating it, as well as funding it. The intersection of air travel, the shape of the global economy, and the challenge of defining the role of governments in a globalized economy.

Mark Gerchick summarizes the stakes:

This fight is not just about legacy companies trying to hold market share against entrepreneurial upstarts — a dynamic in aviation since the likes of People Express fought to wrest a slice of transatlantic travel from British Airways three decades ago. Today’s Persian Gulf challenge is more fundamental, a new business model that relies on three tectonic shifts in global aviation: a gulf-ward lurch in the world economy’s center of gravity; a dramatic loosening of trade restrictions on where, when and how the world’s airlines can fly; and the emergence of the “aerostate,” where world-class aviation is a critical economic engine deeply integrated with the state itself.

Global Governance and Aerostates:

Connectivity to the rest of the global economy is incredibly valuable; longer-range aircraft offer global reach.

While the shift of the global economic center of gravity is notable, the most interesting developments in this row concern geopolitics and global governance. Since last writing about this a year ago, there hasn’t been much regulatory action. The stakes are largely the same as laid out a year ago.

However, a few things have changed. While the US DOT hasn’t taken any action, both Delta and United cancelled their Dubai services. The service pattern is now entirely asymmetric – the ME3 serve thirteen destinations in the US, while American carriers serve none in Qatar or the UAE.

Dubai emerged as the archtype of the aerostate – where the lines between the airline business and government policy have blurred, even disappeared.

Ironically, the stated reason for United dropping their service between Washington Dulles and Dubai was the loss of the contract to carry US government employees and contractors, as required by the Fly America act. The winning bidder for the US government contract? Emirates, thanks to a JetBlue codeshare ensuring Fly America compliance.

Impacts of Regulatory Interpretation:

This case is an interesting example of the wide latitude for interpretation of broadly similar legislation. The intent of Fly America (and other rules like Buy America) is to keep US government spending with US-based businesses.

That winning contract will save those government employees a lot of money. The GSA’s interpretation of the Fly America rules is good for the government as a consumer – but at the cost of taking business away from a US-based airline in favor of a foreign one with an almost entirely domestic codeshare partner. In FY15, United Airlines’ contract with the GSA for IAD-DXB cost $979 per coach seat, and $7,114 per business class seat. Emirates/JetBlue won the FY16 contract with prices of $699 and $6,600, respectively. That’s a 28% savings for the government on the coach ticket.

Similar rules such as Buy America for transit projects include interpretation focused on ensuring taxpayer dollars are spent with US businesses. Unlike the Dulles-Dubai contract, where an American company offered the same product, many key transit projects rely on rolling stock that isn’t manufactured in the United States. Compliance therefore requires ‘final assembly’ at US factories, despite the bulk of the manufacturing taking place overseas.

This additional expense certainly creates some additional business, but does so at great expense – both by increasing the cost of rolling stock, but also by reducing the number of firms able to successfully win the contract and comply with the rules. It also makes the purchase of ‘off-the-shelf’ trainsets from foreign manufacturers effectively impossible. It also makes each railcar purchase a one-off design, complete with all of the associated development costs to de-bug and test a new design.

It’s worth considering how such similar laws can result in such divergent outcomes.

BRAC, but for WMATA station names

What’s in a name? Recently, a WMATA Board committee voted to add destinations to the Foggy Bottom and Smithsonian stations. The two will soon be “Foggy Bottom-GWU-Kennedy Center” and “Smithsonian-National Mall” stations, respectively. Matt Johnson at Greater Greater Washington has a good read on why these name additions are a bad idea and will add to rider confusion. But leaving aside the merits of WMATA’s station name policy, the inability to follow that policy is a case-study in importance of decision-making architecture.

The changes contradict WMATA policy, last considered in 2011 when there was universal agreement about problem: station names were often too long, multiple names for a single station was confusing, and the required changes in signage (updating every single map in the system) were substantial and usually understated. Yet, the Board can’t resist adding destinations to station names.

There will always be a constituency for adding a destination to a station. It speaks to the great power of a transit station to define a neighborhood. These name change requests are coming up now, in advance of the opening of Phase 2 of the Silver Line (which will require re-printing every map in the system, changing lots of signage, etc). So long as the ultimate decision about station names sits with the WMATA Board, individual Board members will always be subject to lobbying from name-based interests.

WMATA’s official policy acknowledges the problems with station name sprawl – there’s agreement about the issue, but an inability to follow through. The name policy reinforces two basic ideas, that station names should be distinct, unique, and brief:

  • Distinctive names that evoke imagery; using geographical features or centers of activity where possible
  • 19 characters maximum; preference for no more than two words.

The very idea of adding to a station name (so that station now has two names) violates both principles – the name is no longer singular, and it’s longer than necessary.

This suggests a problem in the structure of the decision-making. Changing the decision-making process could better align the outcomes with policy. The simplest solution is to simply remove the Board from the equation and let staff make all decisions. However, if that isn’t acceptable, there is another model to consider – one similar to the Department of Defense’s Base Realignment and Closure (BRAC) Commission.

BRAC is a solution to a similar type of problem. Towards the end of the Cold War, there was universal agreement about the need to downsize the military and close and/or realign redundant, outdated, or unnecessary facilities. However, because of the importance of each facility locally, members of Congress would lobby hard on the DoD to keep those bases open. Any action to close bases through Congress would be subject to all sorts of legislative logrolling. The interests of individual members proved unable to meet the overall goal.

The procedural solution of the BRAC Commission was simple: form a commission to develop a list of bases to be closed, based on objective criteria all parties agree on in advance. That list of recommended closures must then be either approved or disapproved by Congress with no alterations or substitutions. Congress was willing to delegate this authority to a commission as a means of solving their own collective action problem.

One political science review of the process notes three key elements that make this delegation of power successful: agreement about the goals, agreement about the steps required to meet the goals, and a narrowly defined scope.

Imagine a BRAC-like process for WMATA station names. Agreement about WMATA’s unwieldy names, agreement on the policy to apply, and a narrow charge to an independent committee to propose changes are all in place. If I were a member of that committee, I might propose a list looking like this:

wmata station names 1-2

wmata station names 1-3

This proposal changes the names of 28 stations. The list includes stations planned (Potomac Yard) or under construction (Phase 2 of the Silver Line); it also assumes the addition of the National Mall and Kennedy Center under the ‘current’ station names.

Highlights from the proposal:

  • Dramatic reduction in the number of stations in direct violation of the character limit – from 20 to 3.
  • Sorry, local universities: you’re off the list of names. Unless a university builds a station on campus (and ‘Foggy Bottom’ is more distinctive than ‘GWU’ – sorry, Colonials), it’s hard to justify appending all of these acronyms.
  • Despite an effort to remove hyphenated names, some remain. Navy Yard-Ballpark has legit wayfinding benefits; Stadium-Armory loses the ‘stadium,’ noting that a handful of confused baseball fans still travel to the wrong station even though the Nationals haven’t played at RFK Stadium since 2007.
  • Those pesky airports: with Metro coming to IAD, it’s worthwhile to spell out ‘International’ in contrast to DCA. The proposal distills down to MWAA’s own shorthand: Reagan National and Dulles International.
  • None of the changes are re-branding efforts – all of the ‘new’ names are either part of the existing names, edited for brevity and clarity.

Imagine this proposal put forth to the WMATA Board for an up or down vote…

Mid-life crisis: BART, WMATA, and America’s modern subway systems

America’s few modern subway systems are facing a mid-life crisis. In the past month, WMATA had to shutter the entire system for emergency inspections of the power supply system, while BART had to shut down one branch of the system due to a mysterious power surge problem disabling trains. Both systems are no longer the ‘new’ transit systems in the US, they find themselves in mid-life crises. Aging infrastructure requires repair, existing governance and funding systems haven’t had to deal with the costs of maintaining these systems as they age.

Route miles of modern US subway systems, by year of segment opening. From Christof Spieler via Twitter.

With that context, I came across this tweet from Christof Spieler, showing the length of “modern” grade-separated subway lines opened for service in the United States from 1965 to today. A few observations:

BART, the snake digesting the mouse: Until seeing the data presented this way, I never appreciated how much of the BART system (navy blue on the chart) was built in quick succession in the early 1970s. The system didn’t add any route miles until the first phases of the San Mateo-SFO Airport extension came online starting in 1995. Contrast that to the history of WMATA (gray bars on the chart) regularly opening smaller system segments over a span of 20 years. MARTA also expanded by adding segments over the course of two decades.

The implication for maintenance is that BART is kinda like a snake digesting a meal – the bulge of maintenance needs/life cycle costs now coming due. WMATA has a similar length of track to maintain, but won’t have to deal with such a large portion of the system reaching mid-life at the same time.

End of Federal (Capital) Role: It’s hard to overlook the long-term trend as well – cities aren’t opening new third-rail, fully grade-separated transit systems anymore. There are only seven of these systems, most of which received substantial capital funding from the predecessor to the Federal Transit Administration, the Urban Mass Transit Administration; and there have only been a handful of expansions of these systems (absent federal funding) since 2004. Of those recent expansions, two are airport connectors (Miami and Oakland – and the other is WMATA’s first phase of the Silver Line, eventually destined to reach Dulles International Airport).

Limited federal funding, rising costs, and limited flexibility of fully grade-separated systems meant that capital spending shifted away from subways and towards light rail systems.  Even high capacity transit projects (such as Seattle’s light rail system) with substantial grade separation have opted for the flexibility of a light rail platform. Subway system expansion in the US is limited to regions locked into that technology.

End of Federal (Governing) Role:A diminished federal role doesn’t just impact capital spending. Writing about WMATA’s governance and maintenance struggles, Ryan Cooper makes the case for DC Statehood to help clarify WMATA’s convoluted regional governance. And while I share the desire for DC home rule and full federal representation, I’m not sure DC statehood alone would resolve WMATA’s governance issues.

Cooper correctly identifies several of WMATA’s key governance shortcomings: a lack of clear lines of authority and accountability and a short-term fiscal focus. He suggests that WMATA should address these issues by reconstituting itself under a fully empowered DC state, with the transit system “ideally under the primary responsibility of the D.C. mayor.”

However, statehood for DC won’t change the broad funding share (DC pays about 1/3 of WMATA’s subsidy) or the location of tracks and stations (the District is home to just 40 of the system’s 91 stations). Statehood for DC won’t assert authority over either Maryland or Virginia, nor would it redraw state lines (no matter how much it might make sense to do so).

WMATA’s original planning assumed a stronger federal role – both for federal transportation spending to direct and supersede state-level planning (with UMTA’s ambitions to fund and build subway systems in American cities), as well as for a stronger role for the feds acting as the local government for the national capital region. WMATA began as the federally chartered National Capital Transportation Agency, in the same era when the Federal Aviation Administration directly built and operated airports in the DC region.

The federal government is uniquely positioned to address some of these issues of both funding and governance, as it did in the Great Society. Since then, we’ve muddled through.

I can’t believe I’m writing a post on Personal Rapid Transit!

Morgantown WV PRT System, as seen from Google Streetview

Morgantown WV PRT System, as seen from Google Streetview

Reading through the history of the personal rapid transit (PRT) on the Verge by Adi Robertson, I couldn’t help but think of the similarities with many familiar projects. Cost overruns, scope creep, politics, government red tape, all conspiring to erode the value of an otherwise promising concept.

First, you can’t write about PRT without acknowledging the inherent geometric flaw of the concept: it can’t scale. Jarrett Walker frequently talks about the fundamental geometry of transit, and succinctly explains the geometric flaw of PRT:

Bottom line:  When “personal rapid transit” succeeds, it succeeds by turning into a conventional fixed route transit system.  The fantasy of “personal” transit is that a vehicle will be there just for our party and take us directly to our destination, but in constrained infrastructure this only works if demand is low.  But PRT was meant to the the primary transport system in a car-free city, so demand would be high.  It was never going to work.

This is also true of the Morgantown, WV PRT system, which makes use of different operating modes. During times of high demand, it operates as a fixed route transit system between the busiest stations; during low demand periods, cars stop at every station, regardless of demand.

Mass transit might be an out of fashion descriptor, but it helps illustrate transit’s scalability. Good transit doesn’t just move large masses of people, it requires mass to succeed. ‘Personal’ transit rejects the masses; it also requires expensive infrastructure to inefficiently move people.

Robertson skirts around the geometric limitations of PRT as a concept, but never appropriately douses the concept with cold water. Any history of PRT must focus on the Morgantown, WV system. Any article about PRT will inevitably draw comparisons to current research on driverless cars. Comparing the two exposes the conceptual flaw:

Self-driving vehicles, he points out, wouldn’t have taken cars off Morgantown’s crowded roads — at least, not in the same volume. As long as they’re intermingled with human-driven cars, they can’t run with the same centralized efficiency. And once you start thinking about the obvious solution — a dedicated lane for self-driving cars — you might start running into the same problems as PRT.

Leaving aside PRT’s conceptual flaws, Robertson’s history of the concept echoes common challenges in the American history of infrastructure projects: shifting government mandates, political interference, procurement regulations, and so on. Some highlights:

Goals for transit: Robertson documents the history of federal funding for PRT, with the Urban Mass Transit Administration providing research grants to explore the concept.

The focus on new technology in transit often meant unnecessarily reinventing the wheel (see BART’s broad gauge track), but also exploring new concepts like PRT. New concepts are sexy, even attracting the direct interests of President Nixon:

His mantra, as Alden puts it, was that if “Kennedy can get a man on the Moon, I can get a man across Manhattan.”

Lack of clarity about the UMTA’s goals for the program help add to the confusion. Is the goal to provide effective transit, or to prove a new technology/concept? Crosstown transit is a practical goal, but it doesn’t require big technological innovations. Landing on the Moon is an impractical goal that wasn’t possible without new technologies – and the moonshot analogy makes it easy to conflate two different goals.

From the start, there’s tension between researching new technologies and practical, proven, cost-effective projects. Many PRT boosters in West Virginia were approaching this a big experiment; the government bureaucrats wanted a functioning system. Once the system proved more conventional than revolutionary, Robertson notes, “the age of experimentation was over.”

Politics: Robertson also shows the competing interests of the various parties involved in funding and executing the Morgantown project. West Virginia University approached PRT as an experiment, while UMTA wanted a more practical proof of concept – something that could be built elsewhere if successful. On top of these turf battles, President Nixon wanted a completed project to include in his re-election campaign materials, pressuring the team to complete things before they were ready.

Procurement and red tape: As WVU championed the PRT project, they looked for federal funds to offset the cost. Then, as now, those dollars had strings attached. UMTA required a NASA JPL redesign of the vehicles; one of the independent engineers took patents to established defense contractor Boeing in order to better compete in project bidding.

Right of way: The single most important element of the Morgantown PRT system is the elevated guideway. Complete grade separation from the traffic at street level and the interference from cars, bikes, and pedestrians not only speeds travel, but made PRT’s automated operation possible (note: this remains true, it should be far easier to automate a subway system than to create a fleet of driverless cars).

Despite the inherent geometric challenges of personal transit as a service, the system nevertheless demonstrated the value of guideways; and also the reasons why we don’t have more of them: local opposition and cost. One PRT booster:

To Kornhauser, the issue is less that the technology was inherently inadequate than that it was expensive and inconvenient. “You didn’t need that much intelligence in the vehicle to be able to do all this stuff,” he says. “The problem was that nobody really wanted to invest the money to build the exclusive guideway. That’s the short and the long of it.”

And Robertson on the local opposition to erecting concrete guideways all over the city:

Even the most time-tested (and desperately needed) public transit systems have trouble securing space and laying track; New York City’s history is littered with unbuilt subway lines that were killed by local protests and a lack of money. PRT guideways had some advantages over trains, like their near-silence, but they would still require cities to build miles of concrete chutes. And unlike a subway line extension, there would be no guarantee that people would accept the new system. Or, as one former transportation commissioner told NPR when asked about personal rapid transit last year: “The last thing you want to do is put up some track all over the place and have it just there.”

Also, unlike a more traditional elevated line (something I’ve defended here previously), the ideal of PRT means offering door to door transit, which in turn requires a guideway of some kind from door to door.

Improving passenger information in WMATA’s 7000 series railcars

As more of WMATA’s new 7000 series railcars enter service, more riders get a chance to experience the new cars in regular service, under the demands of everyday use. The same is true for me – after several chances to ride the new cars in regular service, I have a few observations – particularly relating to passenger information.

I’ve written previously about the big-picture issues for WMATA’s next railcar design: maximizing the usefulness of the existing system means changing railcars to more efficiently move people through the system – and that means more doors, wider doors, open gangways, different seating arrangements, etc.

There’s also room for improving the passenger information systems. The 7000 series include lots of new features, including real-time displays and automated station announcements. Each car has two types of LED displays – a screen that can scroll any kind of text near the end of each car, easily visible from anywhere onboard, and a variable display showing the next stops the train will serve.

7000 series information displays - photo by the author.

7000 series information displays circled in red – photo by the author.

The ‘next stop’ displays above the windows (modeled after the FIND system on several NYC subway car types) contain useful information, but the actual LEDs do not read well at the angles available for most passengers in the car. Even moving closer to the sign doesn’t help much, particularly when compared to the sign at the end of the car:

Comparison of visibility of LED signage in WMATA 7000 series railcars. Photo by the author.

Comparison of visibility of LED signage in WMATA 7000 series railcars. Photo by the author.

None of the next few stops are nearly as visible from this vantage point as “Franc-Springd” at the end of the car. Reading the display more or less requires standing directly in front of it; a challenge compounded by the seating layout, placing 2×2 seating directly under the ‘next stop’ displays.

WMATA 7000 series next stop displays. Photo by the author.

WMATA 7000 series next stop displays. Riders must be in front of the displays to read the LEDs. Photo by the author.

By contrast, New York’s FIND displays are located above center-facing seating. This both puts the displays in a line of sight for people sitting on the opposite side of the railcar, but also takes advantage of the additional standing room in New York’s subway car design.

Completely re-arranging seating layouts or changing the location of these signs is a big change. But there are other opportunities to improve passenger information for users. In addition to the LED signs, each 7000 series car includes four video-capable monitors per car, located adjacent to the doors:

WMATA 7000 series video screen. Photo by the author.

WMATA 7000 series video screen. Photo by the author.

Currently, the screens display a strip map (updated in real time) in the top half of the screen, rudimentary information about the station services (for example, a note that you can transfer to Metrobus – but not any particular route information) in the lower left, and a rotating ad space in the lower right corner (in this photo, listing WMATA’s website).

The above photo illustrates one of the biggest problem with these displays – they do not read well at a distance. Discerning any of the information requires moving closer to the display.

Photo by the author.

Consider another example of a similar technology from a bus in New Zealand, using larger text that can be easily read at a distance; displaying the travel time (in minutes, not number of stops) to the next few stops, as well as the end of the line; and putting less important information in a smaller typeface.

fidlerbusscreentweet

Displays within railcars in Paris use a similar approach (image from Transitized) with large text (easily visible), focusing just on the next two or three stations, along with the estimated travel time to key transfer points as well as the end of the line.

Information about the current stop and next stop should be available for riders to consume instantaneously. Editing the amount of information and using large type reduces the time required for riders to process that information – to say nothing about the need to move through the car to take a closer look.

The nice thing about software is you can change it. WMATA and the District DOT recently installed real-time arrival displays at numerous bus shelters in the city. At first, the displays took too long to cycle and scroll through extraneous information. After some initial testing, the displays now show more useful information to riders at a glance – no need for scrolling or displaying the arrival times for buses scheduled to arrive in the distant future.

New software and a different approach to displaying information on these screens could make them more useful – and potentially help cover for the visibility issues with the above-the-window next stop displays.

Renovating Penn Station as an institution, not a building

NYP Cuomo

Beware nostalgia for the old Penn Station. While the railroad station’s current iteration neither functions well nor provides an inspiring space, addressing these problems requires addressing the underlying issues of railroad governance, finance, and operations.

Writing in the New York Times, David Dunlap aims to demolish the myth of Penn Station’s demise as solely an act of civic vandalism. Penn Station’s decline was a symptom of major shifts in transportation finance, travel patterns, and urban development. Railroads were accustomed to their monopoly position and regulated accordingly.

With the rise of direct competitors for both intercity and commuter traffic from airlines and cars (both subsidized by the government), change was inevitable:

In “The Late, Great Pennsylvania Station,” Lorraine B. Diehl said the death knell first sounded in 1944, when President Franklin D. Roosevelt signed into law a bill to provide $1.5 billion in federal financing for new highways, including an interstate system.

It sounded again in 1947, when the Pennsy reported an operating loss for the first time in its long existence. One month later, in March, a United Air Lines DC-6 reached La Guardia Airport only 6 hours 47 minutes after it left Los Angeles.

It sounded again in 1949, when the railroads’ share of intercity passenger traffic fell below 50 percent. And again in 1956, when construction of the interstates began in earnest. And again in 1958, when National Airlines inaugurated domestic jet travel with a run between New York and Miami that took just 2 hours 15 minutes.

Intercity travel and freight were the most profitable business lines for railroads. Commuter trains provided some feed for longer distance trains, but were an otherwise marginal business. In reality, the business was in decline well before 1944; Ridership for transit of all forms declined during the Great Depression (along with the rapid expansion of suburbs and proliferation of the automobile), only propped up by travel restrictions during WWII.

Penn Station’s edifice was torn down because the economic model of American railroads, predicated on their monopoly on metropolitan mobility, collapsed. Looking to monetize their assets, developing their lucrative real estate seemed obvious. For Penn Central, it wasn’t enough to save the company. Still, the loss of the building draws most of our attention.

Even today, we tend to focus mostly on Penn Station as a place, rather than on the underlying tunnels, tracks, and organizations that operate them. Last week, New York Governor Andrew Cuomo unveiled his reboot of the longstanding plans (with a throwback to Gov. Pataki and Pres. Bill Clinton) to redevelop Penn Station, complete with a rebranding.

The full presentation slide deck includes lots of flashy renderings of what’s possible, building off of the same basic concepts as before: relocating Amtrak functions to a new facility within the Farley Post Office building; removal of Madison Square Garden’s theater and a complete redevelopment of Penn Station’s concourses below.

There’s a lot to be said in marshaling the political will to get something done. Cuomo’s presentation doesn’t shy away from that ambition. But ambition alone isn’t enough. Given the challenges in executing complex projects, it’s not surprising to see figures like Robert Moses viewed favorably. But are you executing the right projects?

Slide #6 from Gov. Cuomo's presentation, complete with Robert Moses.

Slide #6 from Gov. Cuomo’s presentation, complete with Robert Moses.

Not only does the focus on the building itself miss the real capacity challenges for Penn Station’s infrastructure, it also elides over the very real challenges for operations and governance. Adrian Untermyer reminds us of the key governance challenges to success for any plan:

In 1970, one railroad controlled the transportation hub. After it went bankrupt, New York State took over trains to Long Island, New Jersey took over trains to the Garden State, and the Feds took on the rest…

Even with a reinvented station complex overhead, the Long Island Rail Road, New Jersey Transit, and Amtrak will still share the mostly same tracks, cramped platforms, and underwater tunnels. It’s unlikely that decades of dysfunction will disappear after the ribbons are cut.

Finding effective governance solutions for both the physical station as well as the underlying railroads that use it is a much bigger challenge. During the monopoly era, before the creation of either the MTA or Amtrak out of the remnants of Penn Central, that kind of vertical integration clarified things. Current governance is muddled.

Lack of integration and coordination among various stakeholders isn’t a new problem. When New Jersey Governor Chris Christie killed the ARC project, some advocates celebrated the demise of a flawed project with the hope for a better one. ARC’s primary flaws stemmed from an inability for the key stakeholders to effectively coordinate investments. Instead of one railroad forcing coordination, Penn Station was a battle between three entities (Amtrak, NJ Transit, and NY’s MTA – each with different priorities and different leadership).

The unwillingness to share turf isn’t just a challenge for Penn Station, coordinating between two states and Amtrak; but even within the MTA. East Side Access, connecting the Long Island Railroad to Grand Central Terminal is an extraordinarily expensive project, opting for a deep cavern terminal station under Manhattan instead of a potentially cheaper and more useful option that would’ve required better coordination and integration between the MTA’s own commuter railroads. Instead of tackling this issues, the MTA opted for the more expensive solution.

Integration isn’t easy. The MTA’s split personality for regional rail dates back to the differences between the PRR and NY Central railroads. The merged Penn Central couldn’t integrate; it’s not a surprise integration hasn’t happened without some larger outside incentive to do so. The past decade of airline industry consolidation in the US shows how hard this can be, even with incentives.

The real challenge isn’t in finding the right design for a new Penn Station, but in reforming the institutions that operate and govern our transit systems.

WMATA, the NTSB, and the FRA: or, what do you mean the Metro doesn’t count as a railroad?

FRA Type II Safety Glass in a WMATA rail car. Photo from nevermindtheend.

FRA Type II Safety Glass in a WMATA rail car. Photo from nevermindtheend.

Last week, the National Transportation Safety Board issued an urgent recommendation to the US Department of Transportation and the US Congress to re-classify WMATA to be regulated under the authority of the Federal Railroad Administration. The NTSB usually waits until their full report on an incident is complete to make recommendations. If the preliminary conclusions from a report warrant immediate action, they will issue an urgent recommendation – this recommendation falls into the urgent category. The NTSB’s reports are thorough, but usually not released quickly (the full report from WMATA’s June 2009 Fort Totten crash was approved in July 2010). There will likely be more recommendations in the NTSB’s final report.

Looking at the NTSB’s letter, there are two distinct conclusions:

  1. WMATA’s existing safety oversight is inadequate.
  2. The Federal Railroad Administration has the appropriate regulatory tools to address these inadequacies, and therefore should have safety oversight over WMATA.

The letter documents the numerous occassions the NTSB has asked for strengthened safety oversight: “In general, the NTSB investigations of WMATA found that although safety program plans were in place, they were not effectively implemented and overseen.”

The curious part is the specificity of the second recommendation. Instead of suggesting that the existing safety oversight authorities through the Federal Transit Administration be strengthened to include the kinds of tools available to the FRA, the NTSB instead recommended a dramatic shift. The NTSB’s previous investigations specifically recommended that Congress act to increase safety oversight for the Federal Transit Administration:

In the NTSB’s investigation of the June 22, 2009, WMATA accident near the Fort Totten station, we called for increased regulatory oversight of rail transit properties and recommended that the DOT seek the authority to provide safety oversight of rail fixed guideway transportation systems, including the ability to promulgate and enforce safety regulations and minimum requirements governing operations, track and equipment, and signal train control systems.

Unsatisfied with both the pace of progress as well as the likelihood of resolving this conundrum soon, the NTSB is recommending shifting WMATA to the FRA’s jurisdiction as the most expedient option. Neither the legislation to expand safety oversight under the FTA, nor the region’s plans to replace WMATA’s existing safety oversight committee with the Metro Safety Commission would rise to include the regulatory tools available to the FRA:

Based on testimony from representatives of the TOC and the FTA during the NTSB’s June 23, 2015, investigative hearing on the January 12, 2015, WMATA Metrorail accident, the NTSB further concludes that neither the regulatory changes the FTA can make as a result of MAP-21 nor the proposed creation of a Metro Safety Commission will likely resolve the deficiencies identified in safety oversight of WMATA.

The only rapid transit system under FRA regulation is the PATH system connecting New York and New Jersey. Only four rail rapid transit systems that cross state lines – WMATA, the PATCO Speedline between Philadelphia and New Jersey, Metrolink in St. Louis, and PATH.

The NTSB suggests that PATH’s regulation under the FRA is due to the cross-jurisdictional nature of the service, but this doesn’t seem correct. In the NTSB’s accompanying blog post for the letter, they make the case that other transit agencies are regulated under the FRA (even though the use of the plural here is incorrect – there is only PATH):

There is precedent for the FRA oversight of WMATA that we have recommended because there are some transit agencies in this country that are currently under FRA safety oversight. For example, the FRA provides direct oversight over the New York and New Jersey PATH system instead of using state safety oversight agencies.

PATH’s regulatory jurisdiction is an anachronism. Because PATH previously shared a short section of track with the Pennsylvania Railroad, it was also considered a railroad. And while it remains under FRA jurisdiction, it only operates as a rapid transit system under several waivers that grandfather the system from FRA regulations aimed at mainline freight and passenger railroads.

Even with waivers, the impact of this unique set of regulations is substantial:

Before each run, PATH workers must test a train’s air brakes, signals and acceleration, Mike Marino, PATH’s deputy director, said in a telephone interview. When a train gets to its terminus, workers repeat the test.

In addition, every 90 days all of PATH’s rail cars undergo a three-day inspection at a facility in Harrison, New Jersey. Brakes, lights, communications, heating and air conditioning, signals and odometers are all checked, Marino said.

Many of these FRA regulations carry over from past generations of railroading. They’re extraordinarily detrimental to the progress of high-speed rail and passenger rail. This memo gives some regulatory background to the FRA’s role. It specifically discusses light rail transit operations and the potential for shared use of mainline rail tracks (as PATH used to do), and by doing so highlights exactly how many FRA regulations make little sense (by mutual agreement between the FRA and transit operators) for rail transit operations. Numerous waivers of these regulatory requirements would be required from the start.

Like PATH, WMATA is not a mainline railroad. It’s not hard to understand why the NTSB would think that the FRA’s authority to inspect, fine, and shut down non-compliant operators is necessary; but those authorities also come with a rulebook that won’t make much sense to apply to WMATA.

Ultimately, the division between what is under the FRA’s jurisdiction is almost entirely arbitrary:

FRA will presume that an operation is a commuter railroad if there is a statutory determination that Congress considers a particular service to be commuter rail. For example, in the Northeast Rail Service Act of 1981, (3), Congress listed specific commuter authorities. If that 45 U.S.C. 1104 presumption does not apply, and the operation does not meet the description of a system that is presumptively urban rapid transit (see below), FRA will determine whether a system is commuter or urban rapid transit by analyzing all of the system’s pertinent facts. FRA is likely to consider an operation to be a commuter railroad if:

  • The system serves an urban area, its suburbs, and more distant outlying communities in the greater metropolitan area,
  • The system’s primary function is moving passengers back and forth between their places of employment in the city and their homes within the greater metropolitan area, and moving passengers from station to station within the immediate urban area is, at most, an incidental function, and
  • The vast bulk of the system’s trains are operated in the morning and evening peak periods with few trains at other hours.

Examples of commuter railroads include Metra and the Northern Indiana Commuter Transportation District in the Chicago area; Virginia Railway Express and MARC in the Washington area; and Metro-North, the Long Island Railroad, New Jersey Transit, and the Port Authority Trans Hudson (PATH) in the New York area.

Despite PATH’s history, it’s regulated by the FRA because Congress said so. The three specific criteria listed don’t particularly apply to PATH, or WMATA, or any other rapid transit system (nor some mainline rail systems that offer a high level of all-day passenger service).

A few things to note:

The NTSB can only make recommendations. The NTSB is not a regulatory agency, they are charged only with investigating safety-related transportation incidents. Their independence is by design – any regulatory agency must consider both costs and benefits to a regulation, while the NTSB’s purpose is to conduct independent investigations and offer their recommendations solely on the basis of improving safety.

This particular recommendation is for the USDOT to seek reclassification of WMATA as a ‘commuter railroad’ via congressional action. Perhaps in considering any action, Congress might consider addressing the other shortcomings in transit safety oversight.

Despite the FRA’s impact on PATH operations, it’s worth considering if additional safety inspections might help improve WMATA’s operational discipline. The FTA’s Safety Management Inspection report (the first such safety report for the FTA, under the new safety role authorized by Congress as a part of MAP-21 but deemed insufficient by the NTSB) identified several shortcomings in WMATA’s procedures and practices. Stronger safety oversight might help address those problems; the question is if the FRA is the right regulatory body and if their rulebook is the right one to use.

Seeking clarity on WMATA transit governance – operations vs regional funding and coordination

WMATA logo on a 7000-series seat. Creative Commons image from Kurt Raschke.

WMATA logo on a 7000-series seat. Creative Commons image from Kurt Raschke.

It’s not easy to do two things at once. Particularly when you have two very different tasks, one might get more attention than the other – or the goals for each might blur together in your mind.

Keeping these tasks distinct is a challenge. Jarrett Walker often speaks about the distinction between transit systems that focus on providing coverage vs. maximizing ridership, and the importance of thinking clearly about the two goals.

The current public dispute among WMATA’s Board of Directors about the preferred qualifications for a new general manager exposes a similar rift – with some members preferring to focus on a seasoned public transit executive (an operator), and others looking for a business-oriented financial turnaround manager.

As a transit agency, WMATA has to fill several disparate roles (thus the search for a single leader with super-human capabilities):

  • Operate regional and local bus transit, as well as the regional Metrorail system
  • Coordinate regional transit planning
  • Provide a regional transit funding mechanism

The latter two tasks (planning and funding) can be somewhat grouped together. WMATA’s Board of Directors is therefore charged with two rather disparate tasks: to oversee the day-to-day management and operations of a large regional rail and bus system; and to coordinate and fund that system across three state-level jurisdictions.

These disparate roles present plenty of challenges for WMATA’s leadership – just look at this list of tasks facing WMATA’s future GM, ranging from safely operating the system to uniting the region. Piece of cake – anybody can do that! Super heroes need not apply.

Absent any regional government, the WMATA Board has no choice but to act as a proxy for a regional legislature. While state-level governments might be anachronisms, they’re also not going to disappear anytime soon. Twitter-based WMATA reformers will call for ‘blowing up the compact’ and replacing it with… something. Aside from the Federal government, an inter-state compact is the only form of cross-border regionalism we have available to us. Others call for direct election of Metro board members. It’s an intriguing idea – BART’s board members are elected – but BART only operates a regional rail system. There’s only one elected regional government in the US, and it is wholly contained within a single state.

The medium-term fiscal outlook for WMATA shows an unsustainable trend of rising costs and stagnant ridership and revenues. These trends have stressed the agency’s business model, which requires member jurisdictions to pitch in to cover the annual operating subsidies.

However, the most recent breakdowns in WMATA’s reliability demand greater oversight on the agency’s primary task: safe and efficient operation of the regional transit system.

Instead of arguing about the preferred qualifications for a general manager, this dispute should open the door for a broader conversation about the system’s governance and how it can best tackle the different tasks as a transit operator and as a regional governing body.

During WMATA’s last crisis and most recent round of governance reform proposals following the 2009 Red Line crash, David Alpert hit on the challenges of the different roles for the WMATA Board. Given the different needs, David went so far as to suggest two separate boards for WMATA. Too many reform proposals seemed to talk past the different tasks required of the agency’s leadership – operational oversight and regional coordination.

The idea isn’t unprecedented. For example, in Paris, the Syndicat des transports d’Île-de-France (STIF) is the regional entity that coordinates planning, funding, and operation of transit in the region, and oversees the performance of the various transit operators it contracts with.

STIF negotiates with operators, holding them to performance-based contracts. In Paris, there are two primary rail operators – RATP, operating the Paris Metro, and SNCF, operating most of the RER and suburban trains. STIF also contracts with various bus operators.

The European Union issued mandates for how transportation companies must organize themselves, but the arm’s-length contracting between the regional planning body/coordinator and the local operators pre-dates these EU models. While these mandates for privatization and separation of operations from infrastructure are intertwined with this governance model, they remain a separate issue.

The idea of keeping operations and regional funding/planning at arm’s length seems to help sharpen the focus on accountability. It remains to be seen if the competitive tendering of contracts between transport associations and operators results in meaningful competition – after all, these kinds of systems are natural monopolies. But these contracts do indeed codify the relationships between the regional governance system and the operator, opening the door for maintaining accountability.

In these examples, the governance structure helps provide clarity about the roles and responsibilities for each participant in the system.

Transit as a regulated public utility: myopic?

Cap’n Transit looks at my recent discussion of transit governance structures (summarizing a good back and forth between David Levinson and Lisa Schweitzer) and sees transportation myopia:

They were all three suffering from transportation myopia: the condition of seeing transit as a self-contained system rather than as an option in competition with private cars and other modes, and of seeing transit as an end in itself, rather than a means to an end.

The Cap’n defines transportation myopia as follows, complete with this illustration of the bigger picture:

Cap'n Transit's virtuous cycle - a reminder of the big picture.

Cap’n Transit’s virtuous cycle – a reminder of the big picture.

Essentially, transportation myopia involves people forgetting that transit competes with cars. As a result they often forget why they care about transit, and treat transit as a goal in itself.

I both agree and disagree. It can be hard to not be a bit myopic when transit operations fail to meet their potential. On the other hand, the accusation of myopia also strikes me as unfair:

What we need to talk about is how to get full cost pricing for roads, including potential challenges and ways to overcome them. But for some reason Levinson doesn’t talk about any of that, he just goes on to talk about smart cards and land value capture and bond markets.

Levinson’s initial post wasn’t an unlimited forum; he noted his word count limit in one of his blog follow-ups. He’s also written extensively on road pricing (including some really in-the-weeds stuff).

These policies did not go unmentioned. Looking to other examples of good transit governance, the cases from Germany explicitly mention the key role of policies that both make car use more expensive, less convenient, and less detrimental to urban life and ‘last mile’ transportation modes (e.g. biking and walking) complimentary to transit. From Ralph Buehler and John Pucher:

Transport, taxation, and land-use policies at all levels of government have helped to make German public transport more attractive compared to the automobile. For example, area-wide traffic calming, car-free pedestrian zones, increased fees for car parking, and reduced parking supply slow down car travel, raise its cost, and make it less convenient. Similarly, federal taxation policies have helped make car use more expensive…

Since the 1970s, most German cities have improved conditions for cycling and walking by traffic-calming nearly all neighborhood streets to 30 km/h or less, pedestrianizing downtowns, and expanding networks of separate bike paths and lanes (Pucher and Buehler, 2008). The vast majority of German passengers access public transport by bicycle or foot…

City planners deliberately connect sidewalks, crosswalks, and bike paths and lanes with transit stops…

German land-use laws and regulations encourage dense and mixed-use settlements, which facilitate transit use…

When considering Boston, I included this parenthetical about the cause of much of the MBTA’s debt and the failures of the Massachusetts decision-makers in prioritizing a massive urban freeway undergrounding project:

(It’s worth noting the decision-making priorities involved in the Big Dig – the massive tunnelling project was only approved because the transit mitigation projects, backed by transit advocates as a way to hitch their wagon to omnipresent highway funding – yet those projects were never fully funded and now play a large role in exacerbating the agency’s stability. Imagine a project that simply removed the Central Artery and ‘replaced’ it with the long-imagined North/South rail link instead; or where the response to the Big Dig proposal was focused on re-defining the project itself rather than just tacking on ‘mitigation’ transit expansion.)

It’s true that I could’ve put more emphasis on the complimentary policies that go with good transit governance. However, that doesn’t address the broader questions of how to better govern, fund, and operate our transit systems. Looking at governance models for transit operators is certainly narrow in focus compared to debates about the bigger picture priorities, but I don’t think it deserves the negative connotations of myopia.

That said, I still welcome the critique. In the Cap’n’s page on transportation myopia, he closes with this:

A lot of transit advocates that I know and respect have demonstrated transportation myopia. If I call you out on it, it’s nothing personal. We’re on the same side, and I’m doing it to help you accomplish a goal that we all share.

I appreciate the reminder. Seeing the forest for the trees can be a challenge, and it always helps to have a reminder about the big picture.